Quilter Investment Platform Limited is authorised and regulated by the Financial Conduct Authority (FCA) and Quilter Life & Pensions Limited is authorised by the Prudential Regulation Authority (PRA) and regulated by the Financial Conduct Authority and the Prudential Regulation Authority.
Quilter has pro-active engagement with the supervisory teams from both the
FCA and PRA. This process involves members of our Executive Management team and Non-Executive Directors attending meetings with the PRA and FCA regularly throughout the year.
Quilter is subject to ad hoc thematic and formal regulatory reviews at least every 24 months in accordance with the regulator’s schedules. As Quilter is a fixed portfolio firm, we are frequently asked to contribute to the FCA’s and PRA’s information gathering and thematic work.